Neofin Advisory Ltd Modern Slavery and Human Trafficking Statement

We are committed to improving our practices to combat slavery and human trafficking. We recognise that slavery and human trafficking is a real yet hidden issue in our society. We will not tolerate slavery and human trafficking in our business or supply
chain. We are committed to acting ethically and with integrity in all our business dealings and relationships and to implementing and enforcing effective systems and controls to ensure that any form of slavery is not taking place in our own business or
supply chains.

Organisation’s structure

We are an independent financial consultancy firm providing services to banks and asset managers with our head office based in London, UK.

Relevant policies

We operate a number of internal policies to ensure that we are conducting business in an ethical and transparent manner. These include:

  • Equality – we operate a robust equality policy so that no employee or job applicant receives less favorable facilities or treatment in recruitment or employment on grounds of age, disability, gender / gender reassignment, marriage / civil partnership, pregnancy / maternity, race, religion or belief, sex, or sexual orientation.
  • Health and Safety – this policy sets out our approach to ensure we provide a healthy working environment for our staff and contractors that work out of our premises.

Our supply chains

Our supply chains include third party service providers and other suppliers of indirect services (professional services, facilities). We conduct due diligence on all suppliers assessed by our management as critical and/or major to the business before allowing them to become one of our suppliers. This statement is made pursuant to section 54(1) of the Modern Slavery Act 2015 and constitutes our Group’s slavery and human trafficking statement for the current financial year.

Updated: 30/09/2024.